Compliance Tools

Setting up your practice

Getting ready to sell

Practice management

The reason why letter

Disclaimer:

This site has been created by Sarkissian Financial Group for the benefit of and exclusive use by advisors who hold contracts with us. Our goal in developing the site is to assist members in meeting their regulatory obligations and mitigating risk. By providing these samples and tools, taken from a variety of industry sources, Sarkissian Financial Group does not intend to provide legal or other professional advice or opinions of any kind. You should not act, or refrain from acting, based solely upon the materials provided herein. We advise you to obtain legal or other professional advice from your lawyers and other professional providers. Your use of these materials is entirely at your own risk.